Springwater Wealth Management, LLC (hereinafter “Springwater”) is an investment adviser registered with the Securities and Exchange Commission, with its main office in Portland, Oregon. Springwater and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Springwater maintains clients. Springwater only transacts business in states where it is properly registered, or excluded or exempted from registration requirements.

All written content on this site is for information purposes only. No client or prospective client should assume that any information presented and/or made available on this website serves as the receipt of, or a substitute for, personalized individual advice from Springwater, which can only be provided through a formal advisory relationship. Please see the “Contact Us” section for information on contacting Springwater.

No information on this website is intended as legal advice. You should consult your legal counsel regarding legal advice for your particular circumstances.

Certain portions of this website are intended only for the use of current clients of Springwater, or for prospective clients who have been screened by Springwater and granted access to these restricted areas. Information obtained from website pages that have limited access should not be shared with persons who have not been specifically granted individual access to the restricted web pages.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by Springwater), or product made reference to directly or indirectly on this website, or indirectly via link to any unaffiliated third-party website, will be profitable or equal to corresponding indicated performance levels.

Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio.

Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment management fee, the incurrence of which would have the effect of decreasing historical performance results.

Material represented is believed to be from reliable sources and we make no representations as to its accuracy or completeness.

Springwater Wealth Management, LLC has developed a Business Continuity Plan (BCP) as part of our ongoing contingency planning efforts to mitigate the impacts of business interruptions. Since the timing of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our BCP.

Springwater plans to quickly recover and resume business operations after a significant business disruption (SBD) and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our clients to transact business. In short, our BCP is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the SBD.

Our BCP addresses data backup and recovery; our mission-critical systems; financial and operational assessments; alternative communications with clients, staff, regulators and service providers; alternate physical locations for our staff; regulatory reporting; and assuring our clients prompt access to their funds and securities if we are unable to continue our business.

Our custodial firms back up their important records in geographically separate areas. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, these firms have advised us that their objective is to restore their own operations and be able to complete existing transactions and accept new transactions and payments with minimal down-time. Your orders and requests for funds and securities could be delayed during this period.

SBDs can vary in their scope, and may affect only our firm, a single building housing our firm, the business districts where our firm is located, the cities where we are located, or whole regions. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In either situation, we plan to continue in business, transfer operations to our custodial firm if necessary, and notify you through our web site www.springwaterwealth.com or our main phone numbers regarding how to contact us. The Springwater Wealth Management, LLC office locations and telephone numbers are listed on the Springwater Wealth Management, LLC website.

In cases of an extreme disruption where you cannot access us through either of those means, you should contact our custodial firms directly for instructions on how they may provide you with prompt access to your funds and securities. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our clients’ prompt access to their funds and securities.

The Springwater BCP is reviewed at least annually and is subject to modification without notice.

In the event it becomes necessary for Springwater to execute our BCP, we will post a message on the Springwater website, www.springwaterwealth.com.

If you have questions about our business continuity planning, please email us.

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5335 Meadows Road, Suite 240
Lake Oswego, OR 97035

(888) 998-4796



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